Client Forms

As of 1/5/2010, I have changed my Broker Dealer to H. Beck, Inc.  Due to this change, all accounts must have updated New Account Forms. 

You will need to fill out a New Account Form for EACH type of account you have, for instance, if you have a Roth IRA, a Joint Account and a Traditional IRA - that's 3 account forms needed.

I will also need to get a copy of your driver's license (and the back if there is a renewal sticker on it).

For those of you who used to have Pershing Accounts which were transferrd to LPL, additional paperwork will be needed to bring them back to Pershing.   I will be preparing this for you in the coming weeks. 

New Account Form for H. Beck - REQUIRED FORM - This is required for all accounts such as a Roth IRA, Traditional IRA, Gifts to Minors Account, 529 plans, etc.  You only have to print out the first 2 pages-  Please fill out both pages and sign on the back.  Note there are 2 signatures needed by the primary client.

New Account Form for 401ks, Profit Sharing Plans, Defined Benefit Plans - This needs to be filled out and signed by all trustees of a plan.

Change of Dealer Form - This form is used should you wish to expedite transferring your accounts to H. Beck.  One is needed for each fund family/annuity company you are invested in.

REMEMBER:  I also need a copy of your driver's licenses (for all parties on the paperwork).